No matter what your financial investment or estate planning needs may be, rest assured that Caldwell, Inc. is committed to the issues that are important to you.

We treat all of our clients with respect, honesty and understanding, and pledge to deliver the most personal service you will find anywhere. In today's world of highly impersonal mega-corporations, impenetrable phone answering systems, and 'take a number' customer service, it is indeed a breath of fresh air to experience the concern and kindness that are the hallmarks of our business.


A few kind words from some of our friends...


“I’ve known Roger Caldwell for 36 years. He’s a good friend and a trusted advisor, and I know that my family will be taken care of thanks to his sound financial advice and the decisions I’ve made as a result.”

– Charlie Taylor
Owner, Kar Kare of West Columbia


“My husband, Tony, and I have known Roger since 1985. He has become not only our financial advisor, but a very close friend. He has helped us with investments, life insurance, wills and trusts. If you’re looking for a financial advisor who is honest, trustworthy and interested in you as an individual, Roger Caldwell is that person.”

– Becky Clark, Dahlonega, GA


“Roger Caldwell has been a great asset to me since the passing of my husband in August 2006. Roger has been a friend first and a great financial advisor whom I trust wholeheartedly. God knows I would have made it through this, but Roger has certainly made the journey an easier one.”

– Darlene Williams, Columbia, SC